Chicago Stock Exchange

Results: 1432



#Item
171Financial economics / United States / Securities Exchange Act / NASDAQ / Financial Industry Regulatory Authority / Chicago Stock Exchange / U.S. Securities and Exchange Commission / OMX / International Securities Exchange / Self-regulatory organizations / United States securities law / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 31, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collec

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Source URL: www.utpplan.com

Language: English - Date: 2015-02-04 15:32:00
172Investment / Finance / Stock market / Financial markets / United States Securities and Exchange Commission / Securities Exchange Act / Consolidated Tape Association / Chicago Stock Exchange / Financial Industry Regulatory Authority / Self-regulatory organizations / Financial economics / United States securities law

JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGE

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Source URL: www.utpplan.com

Language: English - Date: 2011-08-09 14:10:33
173Chicago Stock Exchange / NASDAQ / Securities Exchange Act / Direct Edge / Unanimity / Financial Industry Regulatory Authority / Philadelphia Stock Exchange / International Securities Exchange / Stock market / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 26, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Colle

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Source URL: www.utpplan.com

Language: English - Date: 2014-10-02 15:26:38
174Financial markets / Stock market / Self-regulatory organizations / Philadelphia Stock Exchange / NASDAQ / Rebate / Chicago Board Options Exchange / Securities Exchange Act / Market maker / Financial economics / Economy of the United States / Investment

GIBSON DUNN Gibson , Dunn & Crutcher LLP 1050 Connectic ut Avenu e, N.W. Washington , DC[removed]Tel[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-01-21 14:22:50
175Investment / Market maker / Algorithmic trading / Electronic trade matching / Electronic trading platform / Chicago Stock Exchange / Financial markets / Financial economics / Finance

MIAX Options Exchange User’s Manual (as of December 3, 2014) Proprietary Information of Miami International Holdings, Inc. and its subsidiaries © 2014

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Source URL: www.miaxoptions.com

Language: English - Date: 2015-02-06 18:28:23
176Self-regulatory organizations / Investment / Philadelphia Stock Exchange / NASDAQ / Rebate / Chicago Board Options Exchange / Securities Exchange Act / Market maker / Stock market / Economy of the United States / Financial markets / Financial economics

iii::5 CITADEL December 18,2013 By Electronic Mail Elizabeth Murphy

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Source URL: www.sec.gov

Language: English - Date: 2013-12-19 16:18:18
177United States Securities and Exchange Commission / United States / Financial economics / 73rd United States Congress / Securities Exchange Act / NASDAQ / Chicago Stock Exchange / Direct Edge / OMX / Self-regulatory organizations / Economy of the United States / United States securities law

Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded o

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Source URL: www.utpplan.com

Language: English - Date: 2014-10-02 15:26:38
178Philadelphia Stock Exchange / NASDAQ / United States securities law / Securities Exchange Act / U.S. Securities and Exchange Commission / OMX / Chicago Board Options Exchange / Economy of the United States / Self-regulatory organizations / United States

Motion for Oral Argument submitted by NASDAQ OMX PHLX LLC

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Source URL: www.sec.gov

Language: English - Date: 2014-02-13 16:10:35
179Stock market / Options Clearing Corporation / Exercise / Over-the-counter / Derivative / Option / Futures exchange / Futures contract / Chicago Board Options Exchange / Financial economics / Finance / Financial system

Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options

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Source URL: www.sec.gov

Language: English - Date: 2012-09-24 14:17:18
180Futures exchanges / Financial markets / Stock market / Late-2000s financial crisis / United States Securities and Exchange Commission / Chicago Mercantile Exchange / New York Mercantile Exchange / Order / Futures contract / Financial economics / Finance / Investment

SUBMISSION COVER SHEET IMPORTANT: Check box if Confidential Treatment is requested Registered Entity Identifier Code (optional): [removed]of 4) Organization: Chicago Mercantile Exchange Inc. ("CME") Filing as a:

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Source URL: www.cftc.gov

Language: English
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